Polar Investment Counsel Inc.       

Member: FINRA, NFA, MSRB, SIPC

Independent Securities & Futures Brokers

Home Office: Thief River Falls MN

Annual Compliance Program - Compliance Meeting Available - Completion of Program Due 1-31-2024

 

WELCOME

 

FORMS & DOCUMENTS

 

COMPLIANCE & EDUCATION

 

PRODUCTS

 

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HO P&P

June 2022

 

WSP Manual

June 2022

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Links of Interest

 

FINRA

MSRB

SIPC

SEC

NFA

CBOE

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PICI CIB

Customer

Information

Brochure

(All associates should be familiar with this brochure)

 

PolarInvest1.com

 

Welcome to PICI's Compliance Website

This site is for firm associates only and all passwords and material on this site are to be handled according to the firm's policies and procedures.  At no time should you give an unauthorized individual access to this website nor should you ever direct a client to this website. 

You will use this site to obtain firm forms, participate in the firm's CE program, annual attestations, compliance meetings and more.  The firm's WSP (Written Supervisory Procedures) manuals are located on the side navigation pane along with a link for the OFAC search.

If at any time you have any questions regarding the functionality or content of the website, please contact the Home Office.

Thank you and have a great day!

 

 

 

 

 

 

 

 

 

 

 

 

PICI 2023 All rights reserved

WELCOME - FORMS & DOCUMENTS COMPLIANCE & EDUCATION - PRODUCTS

 

Polar Investment Counsel Inc.

19547 210th Ave NE   Thief River Falls MN  56701  

218-681-7344

  Mike  Jordan - President, CEO          Sherry Abbott - Exec VP, CCO, CFO

mjordan@polarinvest1.com                sabbott@polarinvest1.com