Polar Investment Counsel Inc.       

Member: FINRA, NFA, MSRB, SIPC

Independent Securities & Futures Brokers

Home Office: Thief River Falls MN

Annual Compliance Packages have been sent * Please complete all elements by April 1 2019 * U4 Review - Compliance Certificationn - Compliance Meeting - OBA Review - NFA Attestation

 

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Quarterly Review

As an important element of the Firm's continuing program, each month we will publish an update of information that is to be read in its entirety.  These readings may include articles, Pod Casts, audio speeches, etc. from various regulatory authorities as well as outside entities.  After you have read the update, you will be required to reply to the email message announcing the publication as to the completion of the reading by entering your Rep ID at the end of the subject line. 

Example:  Subject: RE: January 15 Quarterly Review xx01 (xx01=Your Rep# entered after the word Update)

Your reply to the email message signifies that you understand the material being presented and agree to conduct business as stated in the material being presented. 

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1st Quarter 1st Quarter 1st Quarter
2nd Quarter 2nd & 3rd Quarter 2nd Quarter
3rd Quarter 4th Quarter 3rd & 4th Quarter
4th Quarter    
     

Previous Monthly Publications

2014 Month in Review

2013 Month in Review   

January

January

February

February

March

March

April

April

May

May

Jun-Jul

June

August

July

September

August

Oct-Nov-Dec*

September

 

October

*Changed to a quarterly publication

November

December

*NO PUBLICATION

 

 

 

 

 

PICI 2019

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Polar Investment Counsel Inc.

19547 210th Ave NE   Thief River Falls MN  56701  

218-681-7344 ~ 218-681-1329 {fax}

     Mike  Jordan - President, CEO          Sherry Abbott - Exec VP, CCO, CFO

mjordan@polarinvest1.com                sabbott@polarinvest1.com