|
Polar Investment Counsel Inc.
Member:
FINRA,
NFA,
MSRB,
SIPC
Independent Securities &
Futures Brokers
Home Office: Thief River
Falls MN
|
WELCOME
FORMS & DOCUMENTS
COMPLIANCE & EDUCATION
PRODUCTS
________________
HO P&P
June 2022
WSP Manual
June 2022
________________
Links of Interest
FINRA
MSRB
SIPC
SEC
NFA
CBOE
________________
PICI CIB
Customer
Information
Brochure
(All associates should be familiar with
this brochure)
PolarInvest1.com
|
|
PICI 2019 Annual Compliance
Meeting
Please click on the presentation below
(conference table picture). Once
the presentation is complete, if you have any questions or concerns, please call
the Home Office. A staff member will be available to take
your call during normal business hours. If you have no questions, please
answer the review questions below and then click the "submit" button at the
bottom. You will receive an email notification of completion once the Home
Office has reviewed your submission as completion of the compliance meeting.
(click picture
above to view power point presentation)
Compliance
Meeting Q&A
Complete
only after viewing Compliance Meeting
I agree to electronic submission of the acknowledgement of the
above statement.
|
|
|
© PICI 2023 All rights reserved |
WELCOME -
FORMS & DOCUMENTS
COMPLIANCE & EDUCATION -
PRODUCTS
Polar Investment Counsel Inc.
19547 210th Ave NE Thief River
Falls MN 56701
218-681-7344
Mike Jordan
- President, CEO
Sherry Abbott - Exec VP, CCO, CFO
mjordan@polarinvest1.com
sabbott@polarinvest1.com
|